EMPLOYERS

Compliance

Compliance search and staffing to companies in the following industries:

  • Financial Services/Broker-Dealers/Banking/Insurance
  • FinTech & RegTech
  • MedTech
  • Cannabis Tech/Regulatory Compliance

ACG Resources maintains a strong and active presence in providing executive search, mid-level recruiting, and temporary staffing to the compliance space. ACG Resources proudly serves the Financial Industry, providing compliance support to banks and consulting firms.

Our services uniquely position us to maintain a strong pipeline & network of available consultants (on a nation-wide basis), most of whom can be deployed in under 24 hours notice.  We also have one of the largest internal databases containing over 100,000 resumes.

A sampling of our areas of expertise in providing project-based consulting support include, but are not limited to:

Risk Management & General Compliance AML/BSA/OFAC/KYC

  • Transaction Monitoring
  • Look-Backs/Investigations(AML/OFAC/KYC)
  • AML Risk and Gap Assessment Review/Annual Audit
  • AML Technology Validation
  • AML Staff Training in Policy and Procedures
  • False Positive Remediation (AML/BSA/OFAC)
  • Independent Testing/BSA Audit
  • OFAC Gap Assessment Review
  • OFAC Staff Training (Regulatory, AML, OFAC, KYC, BSA)
  • KYC Remediation
  • Alert Clearing
  • FFIEC Annual Review
  • Regulatory Look-back
  • Credit/Loan Review
  • SAR Writers
  • Consulting (FATCA, Dodd-Frank, CISADA)

Compliance Technology

  • Implementations
  • Assessments
  • Validations
  • Optimizations
  • Transaction Monitoring Software

FRB “Alphabet Regs”

  • Reviews/Testing/ Policy and Procedure development of all regulations related to Consumer Compliance.

Don’t see what you need? Please contact us.